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D-9.2, r. 14 - Regulation respecting the compulsory professional development of financial planners

Section 11
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11. Within 30 days after the end of the reference period, the Authority sends a notice to each financial planner who has not accumulated the required number of PDUs informing the financial planner of the consequences of the failure or default to which section 57 or 63 of the Regulation respecting the issuance and renewal of representatives’ certificates (chapter D-9.2, r. 7) refers.
O.C. 970-2007, s. 11.
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